Please use this identifier to cite or link to this item: https://www.um.edu.mt/library/oar/handle/123456789/75440
Title: An analysis of the financial services legislation relating to investment services and collective investment schemes particularly in the light of practice and development since 1994
Authors: Mifsud, Pierre J (2002)
Keywords: Investments -- Malta
Accounting -- Malta
Business
Issue Date: 2002
Citation: Mifsud, P. J. (2002). An analysis of the financial services legislation relating to investment services and collective investment schemes particularly in the light of practice and development since 1994 (Master's dissertation).
Abstract: Throughout this thesis I shall be analysing certain aspects of investment services and the instruments in relation to which such services are provided, together with collective investment schemes in their various forms and the roles of certain key players within such schemes. I shall also be dealing with the advertising regime relating to investment services and products. In analysing the aforementioned areas under the Maltese regulatory regime, I shall also be referring to the position under U.K. law and in the E.U., in order to obtain an insight of the manner in which certain issues within such areas are regulated and interpreted in these regimes, as well as highlighting certain developments which are taking place. My analysis shall also involve identifying and discussing certain issues within the aforcmcmtioned areas which merit particular consideration Reference shall also be made to the recent amendments to the Investment Services Act (1994). In this respect, I would like to point out that the date when Act No. XVII of 2002 was formally enacted, coincided with the deadline for the submission of this thesis. Also, whilst now the main legislative framework is in place, though to date not yet in force, implementing regulations and guidelines still have to be issued.
Description: M.A.FIN.SERVICES
URI: https://www.um.edu.mt/library/oar/handle/123456789/75440
Appears in Collections:Dissertations - FacLaw - 1958-2009
Dissertations - FacLawCom - 1997-2008

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